ALFRED THAYER MAHAN: ADVOCATE FOR SEAPOWER

NEVER UNDER ESTIMATE THE POWER OF THE WRITTEN WORD

Introduction:

In 1865 the United States Navy mustered 700 ships (many of them iron clad and steam powered), mounting 5,000 cannon (many of those rifled, shell guns of the latest design), crewed by 6,700 officers and 51,000 men.  In just five years 92.6 per cent of the fleet had been sold, scrapped or laid up.  Only 52 ships mounting 500 guns remained in active commission.  These, with a few notable exceptions, were crewed largely by the dregs of the waterfront for, as promotion and advancement opportunities stagnated, officers and enlisted personnel left the service in droves taking with them hard won battle experience and years of training.  In this environment the eighteen knot USS Wampanoag[i], first warship to employ super heated steam, was scrapped as congress mandated a return to sail in order to save money on coal.  A post war, isolationist, defensive mentality exacerbated the rush to disarm.  Costal fortifications were deemed less provocative and considerably less expensive than a credible blue water navy.

As the United States bound its wounds and gradually recovered from reconstruction the nation began to look outward again.  Of the forty-eight contiguous states by 1896 all but the Indian Territories had been tamed and entered the Union.  Arizona, New Mexico and Oklahoma followed shortly after the turn of the century.  Having settled the North American continent from the Atlantic to the Pacific people began to consider transcontinental acquisitions as a natural extension or continuation of “Manifest Destiny.”[ii]  In addition to the social and moral factors at work, a resurgent and increasingly industrialized America faced the prospect of saturated domestic markets further fueling the desire for overseas expansion. [iii]  A renewed interest in foreign trade required a strong Navy to compete with Britain, France and Germany who were building empires in Africa, India and Asia through colonies and spheres of influence.  Following the lean years of the 1870’s, the government was naturally interested in stimulating the economy.  The burgeoning steel and ship building industries also looked with favor on a revitalized Navy for obvious reasons.  In this atmosphere policy makers began to question the traditional commerce raiding strategy of the Revolutionary War, War of 1812 and Civil War.  Increasingly they called for a fleet of capital ships, which could break any attempted blockade, prevent invasion and expand and protect American interests abroad.  Modern warships required large capital investment at home and bases overseas to take on coal, replenish provisions and make repairs.  Thus the requirements for a rejuvenated navy dovetailed neatly with an expanding economy, territorial acquisition and popular opinion.

In November 1884 as the forces of change grew in the United States a reluctant sailor perused the elegant library of the English Club in Lima, Peru.  Invited to give a series of lectures at the recently established Naval War College he searched the polished shelves seeking inspiration.  Taking up a leather bound copy of Mommsen’s The History of Rome the middle aged officer settled into an overstuffed chair and began to study Hannibal’s invasion of Rome during the Second Punic War.  In that moment was born the most influential book on naval strategy and foreign policy of his era.  In time this event would transform his heretofore undistinguished career and alter world events.

Alfred Thayer Mahan

It is ironic that one of the worst seamen to ever command a ship underway should become one of the most influential naval theorists in maritime history.  In 1861 Mahan drove the Pocahontas into the anchored Seminole.  In 1874 Mahan scored a humiliating hat trick.  While commanding Wasp he struck a barge at anchor, damaged an Argentinean warship during a storm off Buenos Aires and wedged the hapless Wasp into a dry dock caisson where it remained stuck fast for ten days much to the amusement of the citizens of Montevideo and his chagrin.  On a calm sea in broad daylight in 1883 while commanding the Wachusett he collided with a bark under sail.  His most embarrassing moment however came in 1893 when he hit the Naval Academy Training Ship Bancroft with the Chicago at the New York Naval Shipyard in Brooklyn.  In addition to his notable achievements as a historian, Mahan holds the dubious distinction of grounding or colliding every ship he ever commanded except the Iroquois.  This accident-prone Captain alternated his time at sea with tours at the recently established Naval War College where he was noted for his absolutely stultifying lectures.

Unable to bear the stress of command at sea again Mahan retired in 1896 in order to follow his true calling, that of historian and author.  His twenty-one books, 137 articles and 107 letters to the editor had a profound influence not only in the United States but also throughout the world.  His most important work, The Influence of Sea Power Upon History, published in 1890, grew out of a series of lectures given at the Naval War College.  This book received worldwide attention.  Hailed in England he dined with the Queen.  Cambridge and Oxford conferred honorary degrees.  Kaiser Wilhelm II ordered copies of The Influence of Sea Power Upon History placed onboard every ship of the Kaiserliche Marine and in every school, library and government office.  Japan followed suit issuing translations to all army and navy officers, political leaders and schools.

Like many of his age Mahan believed that every element of human enterprise, be it science, history, social behavior or war, was governed by natural, universal laws ordained by God.  With the proper application of reason these laws could be deduced and applied to ones benefit.  Mahan sought to do for war at sea what Jomini and Clausewitz had done for land warfare.  He argued that geographical position, physical conformation, extent of territory, number of population, national character and character of government formed the basis of sea power and formulated strategic and tactical principles for the application of sea power based on his study of history.  In his work he called for concentration of force at critical points and preached the ideal of decisive victory.  In Mahan’s mind battleships were the instrument of decisive victory and thus the measure of national power and international prestige.

In 1881 the United States Navy ranked 12th in the world behind Chile, China and Denmark.  When a wealthy socialite lamented America’s lack of antiquities the satirist Oscar Wilde remarked, “No ruins!  You have your Navy!”  Mahan’s writings came at an opportune moment, lending the weight of history and science to popular sentiment for a revitalized navy.  As Mahan grew in status as a scholar he gained influence with powerful men such as Theodore Roosevelt.  As a direct result of his work, the United States embarked upon a massive shipbuilding program devoting as much as 20.7% of the Federal budget to the Navy (see Table One.)

Table One:  Comparison of Naval Expenditures to Total Federal Expenditures 1890-1914 and 2005 DOD / DON Budgets

From Sea Power, Page 187

Fiscal Year Total Federal Expenditures Naval

Expenditures

Per Cent of Total
1890 318,040,711 22,006,206 6.9
1900 520,860,847 55,953,078 10.7
1905 567,278,914 117,550,308 20.7
1909 693,743,885 115,546,011 16.7
1914 735,081,431 139,682,186 19.0
2005 2,400,000,000,000 402,000,000,000 16.75  –  DOD
2005 2,400,000,000,000 120,000,000,000 5.0  –  DON

 

From 1895 to 1918 the United States commissioned no less than forty-three battleships (see Table Two) in addition to cruisers, torpedo boat destroyers and other craft.

 

Table Two:  Shipbuilding Program 1895-1918

Year Name Year Name
Comm. Comm.
1895 Maine 1907 Kansas
1895 Texas 1907 Minnesota
1895 Indiana 1908 Mississippi
1896 Massachusetts 1908 Idaho
1896 Oregon 1908 New Hampshire
1897 Iowa 1910 South Carolina
1900 Kearsage 1910 Michigan
1900 Kentucky 1910 Delaware
1900 Alabama 1910 North Dakota
1901 Illinois 1911 Florida
1901 Wisconsin 1911 Utah
1902 Maine 1912 Wyoming
1903 Missouri 1912 Arkansas
1904 Ohio 1914 New York
1906 Virginia 1914 Texas
1906 Georgia 1916 Nevada
1906 New Jersey 1916 Oklahoma
1906 Rhode Island 1916 Pennsylvania
1906 Connecticut 1916 Arizona
1906 Louisiana 1917 Mississippi
1907 Nebraska 1918 New Mexico
1907 Vermont

 

Although his tactical observations were on a par with his seamanship and he has been blamed for precipitating the naval race between England and Germany Mahan’s fundamental principles remain sound:

Naval power is national power

Sea power and world involvement are crucial to national security

Conclusion:

In its time, Mahan’s writings on maritime strategy placed the Navy front and center on the national stage.  As a result the United States Navy was able to transcend its commerce raiding traditions and become the premier instrument of national policy.  In like manner Mahan’s writings also found fertile ground in Germany and Japan precipitating the Naval Arms race between Great Britain and Germany and the impetus for Japan’s investment in her Imperial Navy.  Both would contribute significantly to the outbreak of two world wars.  Never underestimate the power of the written word.

Bibliography:

Bradford, James C.  Quarterdeck and Bridge.  Annapolis, MD:  Naval Institute Press, 1997

Calore, Paul.  Naval Campaigns of the Civil War.  Jefferson, NC:  McFarland & Company, Inc., 2002

Clausewitz, Carl von.  On War.  New Jersey:  Princeton University Press, 1976

Creveld, Martin Van.  Technology and War.  New York:  The Free Press, 1989

Jomini, Baron Antoine Henri de.  The Art of War.  London, UK:  Greenhill Books, 1992 – reprint first published 1838

Keegan, John.  The Price of Admiralty.  New York:  Penguin Books, 1988

Luraghi, Raimondo.  A History of the Confederate Navy.  Annapolis, MD:  Naval Institute Press, 1996

Mahan, Alfred Thayer.  The Influence of Sea Power Upon History.  Boston, MA:  Little, Brown & Company, 1890

Musicant, Ivan.  Divided Waters.  Edison, NJ:  Castle Books, 2000

Porter, Admiral David D.  The Naval History of the Civil War.  Secaucus, NY:  Castle Books, 1984

Potter, E. B.  Sea Power, A Naval History.  Annapolis, MD:  Naval Institute Press, 1981

Scharf, J. Thomas.  History of the Confederate Navy.  Avenel, NJ:  Gramercy Books, 1996

Schneller, Robert J. Jr.  Farragut:  America’s First Admiral.  Washington, DC:  Brassey’s Inc., 2002

Simson, Jay W.  Naval Strategies of the Civil War.  Nashville, TN:  Cumberland House Publishing Inc., 2001

Stern, Philip Van Dorn.  The Confederate Navy.  Garden City, NJ:  Da Capo Press, 1992

Sweetman, Jack.  The Great Admirals.  Annapolis, MD:  Naval Institute Press, 1997

Symonds, Craig L.  Confederate Admiral.  Annapolis, MD:  Naval Institute Press, 1999

Taylor, John M.  Semmes: Rebel Raider.  Washington, DC:  Brassey’s, 2004

Tucker, Spencer C.  A Short History of the Civil War at Sea.  Wilmington, DE:  Scholarly Resources, Inc., 2002

Turner, Maxine.  Navy Gray.  Tuscaloosa, AL:  University of Alabama Press, 1999

http://www.navalinstitute.org

http://www.nwc.navy.mil

http://www.worlhistory.com

[i] Quite advanced for their time the Wampanoag class had sleek clipper-ship hulls designed by Donald McKay and powerful engines provided by Benjamin Franklin Isherwood.  Armed with ten nine-inch smoothbore cannon and three sixty pounder rifled guns these ships were 3-4 knots faster than any vessel in the British fleet. Their existence greatly influenced England’s agreement to arbitration of America’s damage claims regarding the commerce raider CSS Alabama.

[ii] The term “Manifest Destiny” has a long and fascinating history.  Having conquered Wales, Ireland and Scotland, England’s expansionist impulses found outlet in the New World in the form of the thirteen colonies.  Born of colonization and given its vast, open frontier continued expansion came naturally to colonial America.  The roots of Manifest Destiny in the United States can be traced to John Winthrop’s “City upon a Hill” sermon given in 1630.  He was echoed by Thomas Paine, who wrote in Common Sense in 1776, “We have it in our power to begin the world again.”  To this concept in 1787 James Madison added, “This form of government in order to effect its purposes, must operate not within a small but an extensive sphere.”  Thomas Jefferson took concrete action of this idea with the Louisiana Purchase.  First termed, “Continentalism” John Quincy Adams, instrumental in obtaining Florida from Spain and formulation of the Monroe Doctrine, wrote to his father in 1811, “The whole continent of North America appears to be destined by Divine Providence to peopled by one nation. . .  I believe it is indispensable that they should be associated in one federal Union.”  In 1843 Andrew Jackson described the process as “extending the area of freedom.”  In 1845 New York journalist John L. O’Sullivan gave nave to America’s self-imposed mission in the world when he wrote of, “our manifest destiny to overspread and to possess the whole of the continent which Providence has given us for the development of the great experiment of liberty and federated self-government entrusted to us.”  The appellation struck a resonant chord with congress and the general public.  No less a luminary than Herman Melville took up the call for continental and maritime expansion, writing in 1850, “We Americans are the peculiar, chosen people – the Israel of our time:  we bear the ark of the liberties of the world.”  In 1863 Abraham Lincoln described the United States as, “the last, best hope of Earth.”  This romantic notion took a more commercial form at the turn of the century when Theodore Roosevelt wrote that it was “of the utmost importance” that the United States secure “the commanding position in the international business world…especially at a time when foreign markets are essential.”  Even the noted progressive idealist Woodrow Wilson acknowledged, “If America is not to have free enterprise, then she can have freedom of no sort whatever…We need foreign markets.”  Only later did he speak of making the world “safe for Democracy.”  In one form or another, the concept of Manifest Destiny continues to influence American foreign policy to this day.

[iii] During the period under consideration the American economy grew fourfold – from $9.1 billion (GNP 1869-1873) to $37.1 billion (GNP 1897-1901).

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